DFX Intelligence
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Reading the graph
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Advisor at N•••••• A•••••••
Concord, MA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | Bd affiliated wealth | Oct 10, 2024 | n/a | yes | Concord, MA|NEW ORLEANS, LA | Current employment |
| C••• L•• | Bd affiliated wealth | Apr 1, 2019 | Oct 11, 2024 | no | Concord, MA|Coral Gables, FL|OMAHA, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• L•• | N•••••• A••••••• | Oct 11, 2024 | Oct 10, 2024 | -1 | Firm change | Ibd to ibd |
| A••••• F•••••••• G••••• L•• | C••• L•• | Jun 17, 2019 | Apr 1, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 116355:155344:MA:2019-06-17 | Jun 17, 2019 | Apr 1, 2019 | CONCORD, MA | Firm change after gap |
| A••••• F•••••••• G••••• L•• | Former SEC adviser | Dec 4, 2001 | Jun 17, 2019 | no | CONCORD, MA | Previous registration |
| Firm change after gap |
| RIA to RIA |