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NEWEDGE ADVISORS, LLC, CRD 171351
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-31 (filing); first seen by DFX 2026-09-15.
Dated 2026-08-04 (filing); first seen by DFX 2026-09-19.
Dated 2026-07-31 (filing); first seen by DFX 2026-09-15.
Dated 2026-05-29 (filing); first seen by DFX 2026-09-15.
Dated 2026-06-10 (filing); first seen by DFX 2026-09-15.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ERIC BRIAN ANDRESEN | n/a | NEW ORLEANS, LA | ROSELLE, IL | Roselle, IL | 21 | 26 | n/a | yes |
| JOHN HAROLD GIFFORD | Certified Financial Planner|Chartered Financial Consultant | NEW ORLEANS, LA | TAYLORS, SC | Taylors, SC | 16 | 32 | 3 | yes |
| TIMOTHY JON FINKELSTON | n/a | NEW ORLEANS, LA | Columbia, MD | COLUMBIA, MD | 15 | 28 | 1 | yes |
| GERALD THOMAS GOSS | Certified Financial Planner | NEW ORLEANS, LA | 12 | 43 | 2 | yes |
| GEORGE FREDERICK SINS | n/a | NEW ORLEANS, LA | 12 | 26 | 3 | yes |
| ALEXANDER THOMAS GOSS | n/a | NEW ORLEANS, LA | 12 | 17 | 2 | no |
| MATTHEW ROSS DUPLECHAIN | n/a | NEW ORLEANS, LA | 12 | 15 | 2 | yes |
| TROY MATTHEW TOUPS | n/a | NEW ORLEANS, LA | Destrehan, LA | 10 | 20 | 2 | yes |
| STEVEN WADE FANGUY | n/a | NEW ORLEANS, LA | Destrehan, LA | 10 | 14 | 2 | yes |
| GARY KENT DRAKE | n/a | Junction City, KS | NEW ORLEANS, LA | 10 | 16 | 1 | yes |
| STEPHEN KENT LILES | Certified Financial Planner | NEW ORLEANS, LA | LAKE CHARLES, LA | 10 | 18 | 3 | no |
| WILLIAM OWEN THOMPSON | n/a | NEW ORLEANS, LA | LAKE CHARLES, LA | 10 | 15 | 2 | no |
| STEVEN CURTIS DARDEN | Certified Financial Planner | Shreveport, LA | NEW ORLEANS, LA | 10 | 20 | 2 | yes |
| JOHN RODNEY PILGREEN | n/a | NEW ORLEANS, LA | Shreveport, LA | 10 | 36 | 1 | yes |
| BRANDON CARL PAPA | n/a | Shreveport, LA | NEW ORLEANS, LA | 10 | 28 | 2 | yes |
| JOHN WILLIAM ROVETTO | Chartered Financial Analyst | NEW ORLEANS, LA | New Orleans, LA | 9 | 22 | 1 | yes |
| WALTER MARCEL GUNDLACH | n/a | New Orleans, LA | NEW ORLEANS, LA | 9 | 32 | 3 | yes |
| CHRISTOPHER MICHAEL KENNY | n/a | New Orleans, LA | NEW ORLEANS, LA | 9 | 32 | n/a | yes |
| TRISTRAM SANBORN MILLARD | n/a | New Orleans, LA | NEW ORLEANS, LA | 9 | 26 | 4 | yes |
| CHAD DANIEL DUFRENE | n/a | New Orleans, LA | NEW ORLEANS, LA | 9 | 24 | 2 | yes |
| DAVID BENTON TURNAGE | n/a | New Orleans, LA | NEW ORLEANS, LA | 9 | 16 | 1 | yes |
| JEFFREY STANTON STONE | Certified Financial Planner | TRAVELERS REST, SC | TAYLORS, SC | Taylors, SC | NEW ORLEANS, LA | 9 | 19 | 3 | yes |
| ROLAND JAMES PRESTENBACK | Certified Financial Planner | NEW ORLEANS, LA | Montclair, NJ | 9 | 16 | n/a | yes |
| DUSTIN ROTH GRANGER | Certified Financial Planner | Lake Charles, LA | NEW ORLEANS, LA | 9 | 21 | 1 | yes |
| STEPHEN MALCOM GAINEY | Certified Financial Planner | Gulfport, MS | NEW ORLEANS, LA | 9 | 26 | 3 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BANCO, JOSEPH, FRANKLIN | CHIEF FINANCIAL OFFICER AND TREASURER | Na | yes | 11/2021 | Sep 14, 2026 | Sep 14, 2026 |
| BRAND, WILLIAM, CARL | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2022 | Sep 14, 2026 | Sep 14, 2026 |
| CUTLER, JEFFREY, STONE | CHIEF EXPERIENCE OFFICER | Na | yes | 01/2023 | Sep 14, 2026 | Sep 14, 2026 |
| DeLoach, Jennifer, Ford | DEPUTY COMPLIANCE OFFICER | Na | yes | 01/2023 | Sep 14, 2026 | Sep 14, 2026 |
| GOSS, ALEXANDER, THOMAS | CHIEF EXECUTIVE OFFICER/FOUNDER | Na | yes | 01/2023 | Sep 14, 2026 | Sep 14, 2026 |
| NEW EDGE CAPITAL GROUP, LLC | DIRECT OWNER/PARENT | E | yes | 12/2020 | Sep 14, 2026 | Sep 14, 2026 |
| SARVER-CORBETT, ERIN, PAIGE | CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR | Na | yes | 01/2025 | Sep 14, 2026 | Sep 14, 2026 |
| SCHNIER, DAVID, JASON | GENERAL COUNSEL AND SECRETARY | Na | yes | 01/2026 | Sep 14, 2026 | Sep 14, 2026 |
| Schoepf, Justin, Charles | VICE PRESIDENT OF OPERATIONS | Na | yes | 12/2025 | Sep 14, 2026 | Sep 14, 2026 |
| SMITH, KYLE, PETER | VICE PRESIDENT | Na | yes | 11/2021 | Sep 14, 2026 | Sep 14, 2026 |
| SYMECKO, DAVID, BARON | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | Na | yes | 01/2021 | Sep 14, 2026 | Sep 14, 2026 |
| TURNER, NEIL, DICKMAN | PARTNER/FOUNDER/CO- CEO | Na | yes | 01/2025 | Sep 14, 2026 | Sep 14, 2026 |
| EDGECO GUARANTOR, L.P. | Shareholder | E | yes | 10/2020 | Feb 8, 2021 | Nov 20, 2024 |
| EDGECO HOLDINGS, LP | Shareholder | E | yes | 12/2019 | Feb 8, 2021 | Nov 20, 2024 |
| EDGECO INVESTOR HOLDING, L.P. | Shareholder | E | yes | 06/2018 | Feb 8, 2021 | Nov 20, 2024 |
| EDGECO WEALTH MANAGEMENT GP, LLC | GP | F | yes | 02/2020 | Feb 8, 2021 | Nov 20, 2024 |
| EDGECO WEALTH MANAGEMENT GP, LLC | GP | F | yes | 07/2020 | Feb 8, 2021 | Nov 20, 2024 |
| NEWEDGE WEALTH HOLDINGS, L.P. | Shareholder | E | yes | 10/2020 | Feb 8, 2021 | Nov 20, 2024 |
| PARTHENON INVESTORS V, L.P. | Shareholder | D | yes | 06/2018 | Feb 8, 2021 | Nov 20, 2024 |
| PCP AGGREGATOR GP, LLC | GP | F | yes | 03/2018 | Feb 8, 2021 | Nov 20, 2024 |
| PIRIGYI, STEPHEN, ANTHONY | President | Na | yes | 01/2023 | Feb 15, 2023 | Nov 20, 2024 |
| WATERFALL EDEN MASTER FUND, LTD. | Shareholder | C | no | 06/2018 | Feb 8, 2021 | Nov 20, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| NEWEDGE WEALTH, LLC | n/a | Bd affiliated wealth | $20B | N | yes | n/a |
| LPA INSURANCE AGENCY, INC. | n/a | n/a | n/a | N | yes | n/a |
| MID ATLANTIC CLEARING & SETTLEMENT CORPORATION | n/a | n/a | n/a | N | yes | n/a |
| MID ATLANTIC TRUST COMPANY | n/a | n/a | n/a | N | yes | Sd |
| NEWEDGE SECURITIES LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Milldale | Ct | United States | 10 | no |
| Lafayette | La | United States | 10 | no |
| NEW ORLEANS | La | United States | 10 | yes |
| Bismarck | Nd | United States | 9 | yes |
| ST. SIMONS ISLAND | Ga | United States | 8 | no |
| Roselle | IL | United States | 8 | no |
| NEW ORLEANS | La | United States | 8 | yes |
| Pittsburgh | Pa | United States | 8 | yes |
| Vladosta | Ga | United States | 7 | no |
| Dallas | TX | United States | 7 | no |
| Scottsdale | Az | United States | 6 | no |
| Washington | Dc | United States | 6 | no |
| ST. SIMONS ISLAND | Ga | United States | 6 | no |
| OVERLAND PARK | Ks | United States | 6 | no |
| Shreveport | La | United States | 6 | yes |
| Troy | Mi | United States | 6 | no |
| Columbus | Oh | United States | 6 | no |
| Beaumont | TX | United States | 6 | no |
| Ashland | Wi | United States | 6 | yes |
| Irvine | CA | United States | 5 | yes |
| GRAND RAPIDS | Mi | United States | 5 | no |
| Bismark | Nd | United States | 5 | no |
| Hudson | Wi | United States | 5 | yes |
| Sarasota | FL | United States | 4 | no |
| Valdosta | Ga | United States | 4 | yes |
| BATON ROUGE | La | United States | 4 | yes |
| Newburyport | Ma | United States | 4 | yes |
| Northville | Mi | United States | 4 | no |
| SOUTHERN PINES | Nc | United States | 4 | no |
| Exeter | Nh | United States | 4 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 24, 2026 | $43B | $42B | 1,073 | 515 | 99 | n/a | n/a |
| 2024 | Apr 30, 2025 | $27B | $27B | 768 | 465 | 99 | n/a | n/a |
| 2023 | Mar 28, 2024 | $18B | $18B | 570 | 396 | 99 | n/a | n/a |
| 2022 | Mar 30, 2023 | $13B | $12B | 499 | 398 | 99 | n/a | n/a |
| 2021 | Mar 15, 2022 | $13B | $12B | 434 | 338 | 99 | n/a | n/a |
| 2020 | Feb 8, 2021 | $5.7B | $5.6B | 166 | 140 | 43 | n/a | n/a |
| 2019 | Feb 6, 2020 | $4.2B | $4.0B | 163 | 135 | 40 | n/a | n/a |
| 2018 | Feb 25, 2019 | $2.5B | $2.5B | 160 | 124 | 34 | n/a | n/a |
| 2017 | Mar 22, 2018 | $1.3B | $1.3B | 40 | 37 | 13 | n/a | n/a |
| 2016 | Jan 30, 2017 | $710M | $710M | 34 | 27 | n/a | n/a | n/a |
| 2015 | Jan 25, 2016 | $255M | $255M | 10 | 6 | n/a | n/a | n/a |
| 2014 | Feb 4, 2015 | $447M | $237M | 9 | 5 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 110 | 37 | 73 | 6.2% | 16 | 11 | 0 | 303 | 78 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $43B | $27B | 57.8% | $13B | 50.5% | 1,073 | 768 | 99 | 99 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ROSSBY FINANCIAL, LLC | 2 | Aug 31, 2026 | Sep 8, 2026 | JUPITER, FL | Team lift out | Ibd to RIA | 0.3% |
| KESTRA ADVISORY SERVICES, LLC | 2 | Aug 4, 2026 | Aug 4, 2026 | CENTERVILLE, OH | Team lift out | Ibd to ibd | 0.3% |
| Mariner | 4 | May 29, 2026 | Jun 4, 2026 | NEW ORLEANS, LA | Team lift out | Ibd to ibd | 0.7% |
| LPL FINANCIAL LLC | 2 | Dec 11, 2025 | Feb 2, 2026 | NEW ORLEANS, LA | Team lift out | Ibd to ibd | 0.4% |
| LPL FINANCIAL LLC | 4 | Nov 12, 2025 | Oct 24, 2025 | NEW ORLEANS, LA | Team lift out | Ibd to ibd | 0.8% |
| MARATHON FINANCIAL GROUP | 4 | Sep 22, 2025 | Oct 21, 2025 | NEW ORLEANS, LA | Team lift out | Ibd to new firm | 0.8% |
| LPL FINANCIAL LLC | 3 | Mar 11, 2025 | Mar 12, 2025 | DOVER, OH | Team lift out | Ibd to ibd | 0.7% |
| GRATUS WEALTH ADVISORS LLC | 2 | Feb 1, 2024 | Jan 23, 2024 | NEW ORLEANS, LA | Team lift out | Ibd to new firm | 0.6% |
| GRATUS WEALTH ADVISORS LLC | 2 | Feb 1, 2024 | Jan 23, 2024 | VIRGINIA BEAH, VA | Team lift out | Ibd to new firm | 0.6% |
| LEGACY EDGE ADVISORS | 3 | Nov 1, 2023 | Nov 2, 2023 | MELVILLE, NY | Team lift out | Ibd to new firm | 0.9% |
| LPL FINANCIAL LLC | 3 | Dec 5, 2022 | Dec 6, 2022 | CANONSBURG, PA | Team lift out | Ibd to RIA | 1.1% |
| AVID WEALTH PARTNERS, LLC | 4 | Nov 1, 2022 | Jul 14, 2026 | NEW ORLEANS, LA | Team lift out | Ibd to new firm | 1.5% |
| AVID WEALTH PARTNERS, LLC | 2 | Nov 1, 2022 | Nov 1, 2022 | SAN ANTONIO, TX | Team lift out | Ibd to new firm | 0.7% |
| NEW EDGE WEALTH | 4 | Aug 2, 2022 | Aug 2, 2022 | MCMURRAY, PA | Team lift out | Ibd to RIA | 1.6% |
| THE CLIFFORD GROUP LLC | 2 | Jul 27, 2022 | Mar 31, 2022 | NEWTON, MA | Team lift out | Ibd to RIA | 0.8% |
| PALLAS CAPITAL ADVISORS, LLC | 8 | Dec 1, 2020 | Nov 18, 2020 | NEW ORLEANS, LA | Team lift out | RIA to new firm | 7.1% |
| PALLAS CAPITAL ADVISORS, LLC | 2 | Dec 1, 2020 | Nov 18, 2020 | BRAINTREE, MA | Team lift out | RIA to new firm | 1.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| ALLWORTH FINANCIAL, L.P. | 2 | Jul 31, 2026 | Jul 31, 2026 | FOLSOM, CA | Team lift out | Ibd to ibd | 0.7% |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 3 | Jun 10, 2026 | May 21, 2026 | JANESVILLE, WI | Team lift out | Ibd to ibd | 0.1% |
| THRIVENT INVESTMENT MANAGEMENT INC. | 3 | Apr 27, 2026 | Apr 24, 2026 | VALPARAISO, IN | Team lift out | Ibd to ibd | 0.1% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 5 | Mar 21, 2026 | Feb 20, 2026 | WALLKILL, NY | Team lift out | Ibd to ibd | 0.0% |
| ADVICE AND PLANNING SERVICES | 2 | Mar 18, 2026 | Apr 23, 2026 | AMESBURY, MA | Team lift out | Ibd to ibd | 0.1% |
| LPL FINANCIAL LLC | 2 | Feb 5, 2026 | Jan 2, 2026 | SANDYSTON, NJ | Team lift out | Ibd to ibd | 0.0% |
| CAPITAL ANALYSTS | 4 | Jan 27, 2026 | Jan 27, 2026 | LUTCHER, LA | Team lift out | Ibd to ibd | 0.6% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 16 | Jan 27, 2026 | Jan 23, 2026 | FRANKLIN, TN | Team lift out | Ibd to ibd | 0.1% |
| CWM, LLC | 2 | Dec 15, 2025 | Dec 15, 2025 | OKEMOS, MI | Team lift out | Ibd to ibd | 0.3% |
| STONEGATE INVESTMENT GROUP, LLC | 11 | Dec 4, 2025 | Dec 8, 2025 | BIRMINGHAM, AL | Firm absorbed | RIA to ibd | 100.0% |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | 3 | Dec 1, 2025 | Dec 2, 2025 | NASHVILLE, TN | Team lift out | Ibd to ibd | 0.0% |
| AMERIPRISE FINANCIAL SERVICES, LLC | 2 | Nov 28, 2025 | Dec 2, 2025 | JACKSONVILLE, FL | Team lift out | Ibd to ibd | 0.0% |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | 2 | Nov 20, 2025 | Nov 20, 2025 | JACKSONVILLE, FL | Team lift out | Ibd to ibd | 0.1% |
| HARRIS CONSULTING | 2 | Oct 31, 2025 | May 15, 2025 | ROSWELL, GA | Team lift out | RIA to ibd | 100.0% |
| MML INVESTORS SERVICES, LLC | 2 | Oct 24, 2025 | Oct 22, 2025 | ATLANTA, GA | Team lift out | Ibd to ibd | 0.0% |
| EAGLE STRATEGIES LLC | 2 | Oct 20, 2025 | Oct 30, 2025 | WESTBOROUGH, MA | Team lift out | Ibd to ibd | 0.1% |
| B. RILEY WEALTH ADVISORS, INC. | 2 | Aug 13, 2025 | Aug 1, 2025 | PORT WASHINGTON, NY | Team lift out | Ibd to ibd | 1.1% |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | 5 | Jul 24, 2025 | Jul 30, 2025 | LINCOLN, NE | Team lift out | Ibd to ibd | 0.2% |
| WORLD INVESTMENT ADVISORS, LLC | 2 | Jul 9, 2025 | Jul 18, 2025 | LINCROFT, NJ | Team lift out | Other | 0.8% |
| PRIVATE PORTFOLIO PARTNERS, LLC | 3 | Apr 8, 2025 | Mar 17, 2025 | PARAMUS, NJ | Team lift out | RIA to ibd | 15.8% |