DFX Intelligence

T•••••• M•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

T•••••• M•••••• K•••••

Advisor at R•••••• J•••• • A••••••••• I•••

Dallas, TX

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Search this name across graphsid dfx:ria:41696c25-577d-de83-4bde-fc48a114c49e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Aug 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jul 31, 2012	n/a	yes	Dallas, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 27, 2004	Aug 1, 2012	no	DALLAS, TX\|DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	R•••••• J•••• • A••••••••• I•••	Aug 1, 2012	Jul 31, 2012	-1	Firm change	Wirehouse to ibd
C••••• P•••••••• L•••	W•••• F•••• A•••••••	Feb 25, 2004	Feb 27, 2004

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jul 31, 2012 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 27, 2004 to Aug 1, 2012factForm ADV
→ C••••• P•••••••• L•••Registered adviserregistration: previous registration
Nov 8, 2002 to Feb 25, 2004factForm ADV
→ C••••• P•••••••• L•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41696c25-577d-de83-4bde-fc48a114c49e
First observed: May 23, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.