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Advisor at P••••••• F••••••••
FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P••••••• F•••••••• | Independent wealth | Aug 6, 2004 | n/a | yes | FORT WAYNE, IN | Current employment |
| C•••••••• I••••••••• R•••••••• I••• | n/a | May 25, 2004 | Sep 30, 2004 | no | FORT WAYNE, IN|FORT WAYNE, IN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••••• I••••••••• R•••••••• I••• | P••••••• F•••••••• | Sep 30, 2004 | Aug 6, 2004 | -55 | Firm change after gap | Other |
| O•••• F•• I••• | C•••••••• I••••••••• R•••••••• I••• | May 26, 2004 | May 25, 2004 |
| O•••• F•• I••• | Former SEC adviser | Feb 19, 2002 | May 26, 2004 | no | FT WAYNE, IN | Previous registration |
| -1 |
| Firm change |
| Other |