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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 1b 10b

SMITH AFFILIATED CAPITAL CORP.

SMITH AFFILIATED CAPITAL CORP, CRD 107675

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:418ba367-b3f3-1c4c-ad63-5803810e9692

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 6
On other graphs: 0
Observed: Mar 29, 2012 to Mar 30, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.03 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.7BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $853M
Private client RAUM: $368MderivedItem 5.D individuals plus high net worth individuals
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $1.7Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 197
Individual clients: 60
High net worth clients: 21
SEC number: 801-17037
CRD: 107675
Filings on the tape: 28
First filed: Mar 29, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, NY
Website: smithcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JIANG PENG	Chartered Financial Analyst	NEW YORK, NY	1	29	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PORTSMITH CAPITAL PARTNERS, LLC	Hedge Fund	$745,782	Dec 21, 2015	5	Mar 31, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Coster, Christina, Rosemary	CHIEF OPERATING OFFICER	Na	yes	11/2021	Mar 30, 2026	Mar 30, 2026
MATUS, PAUL	VICE PRESIDENT - PORTFOLIO MANAGER	Na	yes	08/2004	Mar 30, 2026	Mar 30, 2026
PENG, JIANG	CO-PRESIDENT \ CHIEF SHAREHOLDER	B	yes	01/2012	Mar 30, 2026	Mar 30, 2026
SMITH AFFILIATED VENTURES, LLC	Owner	E	yes	02/2012	Mar 30, 2026	Mar 30, 2026
SMITH, MATTHEW, J.	CO-PRESIDENT \ SHAREHOLDER	B	yes	04/1995	Mar 30, 2026	Mar 30, 2026
TONOGBANUA, ERWIN, DEFENSOR	VICE PRESIDENT \ PORTFOLIO MANAGER COMPLIANCE	Na	yes	01/2012	Mar 30, 2026	Mar 30, 2026
SMITH, MARIA	CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER	D	yes	01/2012	Mar 29, 2012	Aug 15, 2024
SMITH, MARIA	Member	D	yes	12/2012	Mar 29, 2012	Aug 15, 2024
SMITH, ROBERT, G	CHAIRMAN EMERITUS\ CHIEF ECONOMIST	Na	no	01/2016	Mar 30, 2026	Mar 30, 2026
VanMoorleghem, Karlin, Susan	Cfo	Na	no	05/2025	Mar 30, 2026	Mar 30, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.7B	$853M	10	8	0	n/a	n/a
2024	Mar 24, 2025	$1.7B	$837M	10	8	0	n/a	n/a
2023	Mar 28, 2024	$1.7B	$1.0B	12	11	0	n/a	n/a
2022	Mar 31, 2023	$1.7B	$1.0B	12	11	0	n/a	n/a
2021	Mar 31, 2022	$2.1B	$1.4B	12	11	0	n/a	n/a
2020	Mar 29, 2021	$2.4B	$1.7B	14	10	0	n/a	n/a
2019	Mar 25, 2020	$2.1B	$1.6B	15	11	0	n/a	n/a
2018	Mar 29, 2019	$1.9B	$1.3B	13	10	0	n/a	n/a
2017	Mar 30, 2018	$1.9B	$1.9B	13	10	0	n/a	n/a
2016	Apr 3, 2017	$2.0B	$2.0B	14	12	n/a	n/a	n/a
2015	Mar 30, 2016	$2.8B	$2.5B	16	14	n/a	n/a	n/a
2014	Mar 31, 2015	$2.4B	$1.6B	16	14	n/a	1	$745,782
2013	Mar 31, 2014	$2.8B	$1.7B	15	13	n/a	n/a	n/a
2012	Mar 26, 2013	$2.6B	$2.3B	15	13	n/a	n/a	n/a
2011	Mar 29, 2012	$2.1B	$1.9B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.7B	$1.7B	-3.6%	$1.7B	-1.1%	10	10	0	0

Relationships

Registered with (1)

← JIANG PENGAdvisorregistration: current employment
Jul 30, 2025 to presentfactForm ADV

Controls (8)

← SMITH, ROBERT, GOwnerCHAIRMAN EMERITUS\ CHIEF ECONOMIST, ownership code NA, individual
Mar 29, 2012 to Aug 15, 2024factForm ADV
← SMITH, MARIAOwnerMEMBER, ownership code D, individual
Mar 29, 2012 to Aug 15, 2024factForm ADV
← SMITH, MATTHEW, J.OwnerCO-PRESIDENT \ SHAREHOLDER, ownership code B, individual
Mar 29, 2012 to Aug 15, 2024factForm ADV
← MATUS, PAULOwnerVICE PRESIDENT - PORTFOLIO MANAGER, ownership code NA, individual
Mar 29, 2012 to Aug 15, 2024factForm ADV
← PENG, JIANGOwnerCO-PRESIDENT \ CHIEF INVESTMENT OFFICER \ SHAREHOLDER, ownership code B, individual
Mar 29, 2012 to Aug 15, 2024factForm ADV
← TONOGBANUA, ERWIN, DEFENSOROwnerVICE PRESIDENT \ PORTFOLIO MANAGER, ownership code NA, individual
Mar 26, 2013 to Aug 15, 2024factForm ADV
← Coster, Christina, RosemaryOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2022 to Aug 15, 2024factForm ADV
← SMITH AFFILIATED VENTURES, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2013 to Aug 15, 2024factForm ADV

Advises (1)

→ PORTSMITH CAPITAL PARTNERS, LLCPrivate fundHedge Fund, IA, no longer reported
Mar 31, 2015 to Dec 21, 2015factForm ADV

Dated events

Occurred
Aug 15, 2024
Control person left
Conor Joseph Lyons (Portfolio Manager) no longer on Schedule A of Smith Affiliated Capital Corp. (listed 2024-03-28, absent 2024-08-15)
Form ADVobserved 6 days ago
Occurred
Aug 15, 2024
Control person left
Rose Isabelle Jeter (Portfolio Manager) no longer on Schedule A of Smith Affiliated Capital Corp. (listed 2024-03-28, absent 2024-08-15)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Allan Jerry Miller (Vice President Taxable Investments) no longer on Schedule A of Smith Affiliated Capital Corp. (listed 2021-03-29, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person joined
Rosemary Christina Coster (Chief Operating Officer) appeared on Schedule A of Smith Affiliated Capital Corp.
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Control person joined
Rose Isabelle Jeter (Portfolio Manager) appeared on Schedule A of Smith Affiliated Capital Corp.
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
Conor Joseph Lyons (Portfolio Manager) appeared on Schedule A of Smith Affiliated Capital Corp.
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:418ba367-b3f3-1c4c-ad63-5803810e9692
First observed: Mar 29, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SMITH AFFILIATED CAPITAL CORP.

SMITH AFFILIATED CAPITAL CORP, CRD 107675

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:418ba367-b3f3-1c4c-ad63-5803810e9692

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:07 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JIANG PENG

Chartered Financial Analyst

NEW YORK, NY

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PORTSMITH CAPITAL PARTNERS, LLC

Hedge Fund

$745,782

Dec 21, 2015

Mar 31, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Coster, Christina, Rosemary

CHIEF OPERATING OFFICER

yes

11/2021

Mar 30, 2026

MATUS, PAUL

VICE PRESIDENT - PORTFOLIO MANAGER

yes

08/2004

Mar 30, 2026

PENG, JIANG

CO-PRESIDENT \ CHIEF SHAREHOLDER

yes

01/2012

Mar 30, 2026

SMITH AFFILIATED VENTURES, LLC

Owner

yes

02/2012

Mar 30, 2026

SMITH, MATTHEW, J.

CO-PRESIDENT \ SHAREHOLDER

yes

04/1995

Mar 30, 2026

TONOGBANUA, ERWIN, DEFENSOR

VICE PRESIDENT \ PORTFOLIO MANAGER COMPLIANCE

yes

01/2012

Mar 30, 2026

SMITH, MARIA

CHIEF EXECUTIVE OFFICER\CHIEF COMPLIANCE OFFICER\SHAREHOLDER

yes

01/2012

Mar 29, 2012

Aug 15, 2024

SMITH, MARIA

Member

yes

12/2012

Mar 29, 2012

Aug 15, 2024

SMITH, ROBERT, G

CHAIRMAN EMERITUS\ CHIEF ECONOMIST

01/2016

Mar 30, 2026

VanMoorleghem, Karlin, Susan

Cfo

05/2025

Mar 30, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.7B

$853M

n/a

2024

Mar 24, 2025

$1.7B

$837M

n/a

2023

Mar 28, 2024

$1.7B

$1.0B

n/a

2022

Mar 31, 2023

$1.7B

$1.0B

n/a

2021

Mar 31, 2022

$2.1B

$1.4B

n/a

2020

Mar 29, 2021

$2.4B

$1.7B

n/a

2019

Mar 25, 2020

$2.1B

$1.6B

n/a

2018

Mar 29, 2019

$1.9B

$1.3B

n/a

2017

Mar 30, 2018

$1.9B

n/a

2016

Apr 3, 2017

$2.0B

n/a

2015

Mar 30, 2016

$2.8B

$2.5B

n/a

2014

Mar 31, 2015

$2.4B

$1.6B

n/a

$745,782

2013

Mar 31, 2014

$2.8B

$1.7B

n/a

2012

Mar 26, 2013

$2.6B

$2.3B

n/a

2011

Mar 29, 2012

$2.1B

$1.9B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.7B

-3.6%

$1.7B

-1.1%