DFX Intelligence

N••• B•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner42 years in industry

N••• B•••••• S••••

Advisor at T•• F•••••••• A•••••••

SPARTANBURG, SC | GREENVILLE, SC

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Search this name across graphsid dfx:ria:4190a02d-2c0e-07c8-013d-a4af1fc82a00

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 23, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 16, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• F•••••••• A•••••••	Independent wealth	Jun 25, 2026	n/a	yes	GREENVILLE, SC\|SPARTANBURG, SC	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Mar 22, 2016	Jul 1, 2026	no	Spartanburg, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	T•• F•••••••• A•••••••	Jul 1, 2026	Jun 25, 2026	-6	Firm change	Ibd to RIA
T••••••••• F•••••••• A•••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Apr 21, 2016	Mar 22, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:284924:SC:2026-07-01	Jul 1, 2026	Jun 25, 2026	SPARTANBURG, SC	Firm change

Relationships

Registered with (3)

→ T•• F•••••••• A•••••••Registered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2016 to Jul 1, 2026factForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 23, 1996 to Apr 21, 2016factForm ADV

Dated events

Occurred
Jul 1, 2026
Advisor changed firm
N••• B•••••• S•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for T•• F•••••••• A••••••• (registered 2026-06-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4190a02d-2c0e-07c8-013d-a4af1fc82a00
First observed: Apr 23, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.