DFX Intelligence

N•• L••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

N•• L••••• G••••• L••

CRD 160969

NEW YORK, NY

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Search this name across graphsid dfx:ria:419af287-c66b-f751-9e98-19d679548e63

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 37
Dated events: 22
On other graphs: 1
Observed: Feb 27, 2012 to Jun 30, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N•• L••••• G••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.11 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $1.3B
Private client RAUM: $137Mderived••• Locked
Private client share: 11%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• L••••• S••••••• L••	Other Private Fund	$327M	Jun 30, 2026	44	Mar 31, 2022	reported	n/a
N• R•••• I•• L••	Other Private Fund	$197M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
2••• W•••••• F••••• D••••••• T••••	Member	D	yes	08/2012	Mar 26, 2015	Dec 4, 2024
E••••• B•••••• M••••	DIRECTOR OF OPERATIONS / CHIEF COMPLIANCE OFFICER	Na	yes	07/2023	Aug 23, 2023	Dec 4, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••• S••• L••	n/a	n/a	n/a	N	yes	n/a
N•• L••••• M••••••••• L••	n/a	n/a	n/a	N	yes	n/a
N•• L••••• O••••••••• F••• G•• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$708M	81.4%	$357M	53.2%	17	13	0	0

Relationships

Advises (32)

→ P•• T•• S••• L••Private fundOther Private Fund, IA
Aug 23, 2023 to presentfactForm ADV
→ N•• L••••• A••••• L••Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ N•• L••••• I••• I•• L••Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ N•• L••••• I•••• L••Private fund

Dated events

Occurred
Jun 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$6.4M
Occurred
Jun 30, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$40.6M
Occurred
Jun 30, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$1.5M
Occurred
Jun 30, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:419af287-c66b-f751-9e98-19d679548e63
First observed: Feb 27, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.