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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC, CRD 155049

BAINBRIDGE ISLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:419b9ac8-c21d-76ee-19ac-af74ed3dab1b

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Mar 13, 2019 to Mar 3, 2026
16 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $336MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $336M
Private client RAUM: $336MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $84.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 320
Individual clients: 34
High net worth clients: 90
Custody, client assets: $1.2M
SEC number: 801-115003
CRD: 155049
Filings on the tape: 16
First filed: Mar 13, 2019
Latest filed: Mar 3, 2026
Organised: Limited Liability Company, WA
Website: agatepassinvestment.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRADLEY SEAN VAN AKEN	n/a	BAINBRIDGE ISLAND, WA	15	15	n/a	no
DANIEL LEVERETT RUTTER	Chartered Financial Analyst	BAINBRIDGE ISLAND, WA	8	23	3	no
JASON THOMAS KUNKEL	n/a	BAINBRIDGE ISLAND, WA	5	13	n/a	no
WILLARD M BOLLENBACH	Chartered Financial Analyst	BAINBRIDGE ISLAND, WA	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RUTTER, DANIEL, LEVERETT	DIRECTOR OF RESEARCH	C	yes	07/2021	Jul 20, 2021	Apr 24, 2024
VAN AKEN, BRADLEY, SEAN	CHIEF COMPLIANCE OFFICER	D	yes	01/2015	Mar 13, 2019	Apr 24, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 3, 2026	$336M	$336M	5	4	n/a	n/a
2024	Feb 21, 2025	$279M	$279M	4	3	n/a	n/a
2023	Feb 3, 2024	$227M	$227M	4	3	n/a	n/a
2022	Jan 31, 2023	$201M	$201M	5	4	n/a	n/a
2021	Feb 15, 2022	$210M	$210M	5	4	n/a	n/a
2020	Mar 1, 2021	$180M	$180M	6	5	n/a	n/a
2019	Feb 4, 2020	$156M	$156M	5	5	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$336M	$279M	20.6%	$201M	18.6%	5	4	0	0

Relationships

Registered with (4)

← WILLARD M BOLLENBACHAdvisorregistration: current employment
Jul 16, 2025 to presentfactForm ADV
← JASON THOMAS KUNKELAdvisorregistration: current employment
Aug 3, 2021 to presentfactForm ADV
← DANIEL LEVERETT RUTTERAdvisorregistration: current employment
May 1, 2018 to presentfactForm ADV
← BRADLEY SEAN VAN AKENAdvisorregistration: current employment
Jan 17, 2011 to presentfactForm ADV

Controls (2)

← VAN AKEN, BRADLEY, SEANOwnerCHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 13, 2019 to Apr 24, 2024factForm ADV
← RUTTER, DANIEL, LEVERETTOwnerDIRECTOR OF RESEARCH, ownership code C, individual
Jul 20, 2021 to Apr 24, 2024factForm ADV

Dated events

Occurred
Jul 20, 2021
Control person joined
Leverett Daniel Rutter (Director Of Research) appeared on Schedule A of Agate Pass Investment, Llc
Form ADVobserved 5 days ago
Occurred
Feb 4, 2020
Control person left
Allen Mark Byl (Chief Executive Officer) no longer on Schedule A of Agate Pass Investment, Llc (listed 2019-04-17, absent 2020-02-04)
Form ADVobserved 5 days ago
Occurred
Mar 13, 2019
First Form ADV filing
Agate Pass Investment, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:419b9ac8-c21d-76ee-19ac-af74ed3dab1b
First observed: Mar 13, 2019
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AGATE PASS INVESTMENT, LLC

AGATE PASS INVESTMENT MANAGEMENT, LLC, CRD 155049

BAINBRIDGE ISLAND, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:419b9ac8-c21d-76ee-19ac-af74ed3dab1b

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRADLEY SEAN VAN AKEN

n/a

BAINBRIDGE ISLAND, WA

n/a

DANIEL LEVERETT RUTTER

Chartered Financial Analyst

BAINBRIDGE ISLAND, WA

JASON THOMAS KUNKEL

n/a

BAINBRIDGE ISLAND, WA

n/a

WILLARD M BOLLENBACH

Chartered Financial Analyst

BAINBRIDGE ISLAND, WA

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RUTTER, DANIEL, LEVERETT

DIRECTOR OF RESEARCH

yes

07/2021

Jul 20, 2021

Apr 24, 2024

VAN AKEN, BRADLEY, SEAN

CHIEF COMPLIANCE OFFICER

yes

01/2015

Mar 13, 2019

Apr 24, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$336M

n/a

2024

Feb 21, 2025

$279M

n/a

2023

Feb 3, 2024

$227M

n/a

2022

Jan 31, 2023

$201M

n/a

2021

Feb 15, 2022

$210M

n/a

2020

Mar 1, 2021

$180M

n/a

2019

Feb 4, 2020

$156M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$336M

$279M

20.6%

$201M

18.6%