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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

MILL ROAD CAPITAL

MILL ROAD CAPITAL MANAGEMENT LLC, CRD 157095

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41a0bb47-5bf8-95ee-c61e-4a6a40f6d127

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Mill Road Capital

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $754MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $754M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 5Schedule D 7.B(1)
SEC number: 801-73642
CIK: 1512275
CRD: 157095
Filings on the tape: 27
First filed: Feb 14, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: millroadcapital.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
MILL ROAD CAPITAL II, L.P.	Hedge Fund	$376M	Mar 29, 2024	75	Apr 1, 2013	reported	021-180255
MILL ROAD CAPITAL III, L.P.	Hedge Fund	$344M	Mar 29, 2024	52	Mar 29, 2019	reported	021-334745
MRC III AIV, L.P.	Other Private Fund	$54.9M	Mar 29, 2024	11	Mar 31, 2022	reported	n/a
MILL ROAD CAPITAL, L.P.	Hedge Fund	$42.0M	Mar 29, 2024	56	Feb 14, 2012	reported	021-98458
MRC III OFFSHORE AIV, L.P.	Other Private Fund	$10.0M	Mar 29, 2024	40	Mar 31, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LYNCH, THOMAS, EDWARD	MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR AND CHAIRMAN, TAX MATTERS PERSON	C	yes	10/2004	Feb 14, 2012	Mar 29, 2024
MCGOVERN, LISA, MARIE	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR	Na	yes	09/2017	Sep 25, 2017	Mar 29, 2024
PETITO, DEVEN, HARDWICK	MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR	C	yes	11/2022	Mar 31, 2023	Mar 29, 2024
YANAGI, ERIC, TOMIO	MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR	B	yes	04/2018	Apr 27, 2018	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MILL ROAD CAPITAL GP LLC	n/a	n/a	n/a	N	yes	n/a
MILL ROAD CAPITAL II GP LLC	n/a	n/a	n/a	N	yes	n/a
MILL ROAD CAPITAL III GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$754M	$754M	12	6	0	5	n/a
2024	Apr 30, 2025	$771M	$771M	12	6	0	5	n/a
2023	Mar 29, 2024	$827M	$827M	13	6	0	5	$827M
2022	Mar 31, 2023	$835M	$835M	15	9	2	5	$835M
2021	Mar 31, 2022	$1.0B	$1.0B	13	8	2	5	$1.0B
2020	Mar 31, 2021	$1.0B	$1.0B	16	11	1	3	$1.0B
2019	Mar 30, 2020	$819M	$819M	15	10	1	3	$819M
2018	Mar 29, 2019	$843M	$843M	17	12	1	3	$843M
2017	Mar 30, 2018	$834M	$834M	17	14	1	2	$834M
2016	Mar 31, 2017	$706M	$706M	19	16	n/a	2	$706M
2015	Mar 30, 2016	$694M	$694M	16	16	n/a	2	$694M
2014	Mar 31, 2015	$766M	$766M	14	14	n/a	2	$766M
2013	Mar 31, 2014	$766M	$766M	13	9	n/a	2	$357M
2012	Apr 1, 2013	$517M	$517M	12	9	n/a	2	$340M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$754M	$771M	-2.3%	$835M	-3.3%	12	12	0	0

Relationships

Advises (5)

→ MILL ROAD CAPITAL II, L.P.Private fundHedge Fund, IA
Apr 1, 2013 to presentfactForm ADV
→ MRC III OFFSHORE AIV, L.P.Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ MILL ROAD CAPITAL, L.P.Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ MRC III AIV, L.P.Private fundOther Private Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ MILL ROAD CAPITAL III, L.P.Private fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV

Controls (4)

← LYNCH, THOMAS, EDWARDOwnerMANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR AND CHAIRMAN, TAX MATTERS PERSON, ownership code C, individual
Feb 14, 2012 to Mar 29, 2024factForm ADV
← MCGOVERN, LISA, MARIEOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR, ownership code NA, individual
Sep 25, 2017 to Mar 29, 2024factForm ADV
← YANAGI, ERIC, TOMIOOwnerMANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR, ownership code B, individual
Apr 27, 2018 to Mar 29, 2024factForm ADV
← PETITO, DEVEN, HARDWICKOwnerMANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR, ownership code C, individual
Mar 31, 2023 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 5, 2024
Control person left
Cadwallader Justin Jacobs (Managing Member, Management Committee Director) no longer on Schedule A of Mill Road Capital (listed 2023-04-28, absent 2024-03-05)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Control person joined
Hardwick Deven Petito (Managing Member, Management Committee Director) appeared on Schedule A of Mill Road Capital
Form ADVobserved 4 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed
Mill Road Capital reported RAUM $1.0B, up 26% from $819.3M (2020-03-30 to 2021-03-31)
Form ADVobserved 4 days ago
$216M
Occurred
Oct 25, 2019
Control person left
Philip Scott Scharfman (Managing Member, Management Committee Director) no longer on Schedule A of Mill Road Capital (listed 2019-03-29, absent 2019-10-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41a0bb47-5bf8-95ee-c61e-4a6a40f6d127
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILL ROAD CAPITAL

MILL ROAD CAPITAL MANAGEMENT LLC, CRD 157095

GREENWICH, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41a0bb47-5bf8-95ee-c61e-4a6a40f6d127

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

MILL ROAD CAPITAL II, L.P.

Hedge Fund

$376M

Mar 29, 2024

Apr 1, 2013

reported

021-180255

MILL ROAD CAPITAL III, L.P.

Hedge Fund

$344M

Mar 29, 2024

Mar 29, 2019

reported

021-334745

MRC III AIV, L.P.

Other Private Fund

$54.9M

Mar 29, 2024

Mar 31, 2022

reported

n/a

MILL ROAD CAPITAL, L.P.

Hedge Fund

$42.0M

Mar 29, 2024

Feb 14, 2012

reported

021-98458

MRC III OFFSHORE AIV, L.P.

Other Private Fund

$10.0M

Mar 29, 2024

Mar 31, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LYNCH, THOMAS, EDWARD

MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR AND CHAIRMAN, TAX MATTERS PERSON

yes

10/2004

Feb 14, 2012

Mar 29, 2024

MCGOVERN, LISA, MARIE

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, MANAGING DIRECTOR

yes

09/2017

Sep 25, 2017

Mar 29, 2024

PETITO, DEVEN, HARDWICK

MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR

yes

11/2022

Mar 31, 2023

Mar 29, 2024

YANAGI, ERIC, TOMIO

MANAGING MEMBER, MANAGEMENT COMMITTEE DIRECTOR

yes

04/2018

Apr 27, 2018

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MILL ROAD CAPITAL GP LLC

n/a

yes

n/a

MILL ROAD CAPITAL II GP LLC

n/a

yes

n/a

MILL ROAD CAPITAL III GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$754M

n/a

2024

Apr 30, 2025

$771M

n/a

2023

Mar 29, 2024

$827M

2022

Mar 31, 2023

$835M

2021

Mar 31, 2022

$1.0B

2020

Mar 31, 2021

$1.0B

2019

Mar 30, 2020

$819M

2018

Mar 29, 2019

$843M

2017

Mar 30, 2018

$834M

2016

Mar 31, 2017

$706M

n/a

$706M

2015

Mar 30, 2016

$694M

n/a

$694M

2014

Mar 31, 2015

$766M

n/a

$766M

2013

Mar 31, 2014

$766M

n/a

$357M

2012

Apr 1, 2013

$517M

n/a

$340M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$754M

$771M

-2.3%

$835M

-3.3%