DFX Intelligence

J••••• A••••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J••••• A••••• G•••••••

Advisor at P••••••• F•••••••• S•••••••• I•••

Dallas, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41a728ce-fc8a-012d-68fc-492d2fa808d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Nov 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Sep 21, 2023	n/a	yes	Dallas, TX	Current employment
H•••••• S••••••••• I•••	Bd affiliated wealth	Sep 1, 2023	Oct 12, 2023	no	DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• C•••••• F•••••••• A•••••••	G••••• S••••••••• I•••	Oct 13, 2023	Jun 24, 2014	-3,398	Firm change after gap	Other
H•••••• S••••••••• I•••	P••••••• F•••••••• S•••••••• I•••	Oct 12, 2023	Sep 21, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
134600:18697:TX:2023-10-13	Oct 13, 2023	Jun 24, 2014	IRVING, TX	Firm change after gap
6220:10740:TX:2023-10-12	Oct 12, 2023	Sep 21, 2023	DALLAS, TX	Firm change

Relationships

Registered with (7)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Sep 21, 2023 to presentfactForm ADV
→ U••••• C•••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Jun 4, 2014 to Oct 13, 2023factForm ADV
→ H•••••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Oct 12, 2023factForm ADV
→ G••••• S••••••••• I•••

Dated events

Occurred
Oct 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 12, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41a728ce-fc8a-012d-68fc-492d2fa808d4
First observed: Nov 23, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.