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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JAMES ALLEN LEBZELTER

Advisor at LPL FINANCIAL LLC

ASHTABULA, OH

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Search this name across graphsid dfx:ria:41b20b53-7300-bffe-5e78-473396bd15dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Aug 19, 2003
First registration: Nov 30, 2004
Dual registered: yes, broker-dealer
Other names: JIM LEBZELTER
IAPD individual key: 1669772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 29, 2020	n/a	yes	ASHTABULA, OH	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 2, 2018	Apr 29, 2020	no	MADISON, OH	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 20, 2017	Dec 31, 2017	no	MADISON, OH\|EL SEGUNDO, CA\|MADISON, OH	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	Jun 30, 2017	no	Madison, OH	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	Madison, OH	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Nov 30, 2004	Jan 2, 2015	no	WESTLAKE, OH\|ASHTABULA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Apr 29, 2020	Apr 29, 2020	0	Firm change	Ibd to ibd
MML INVESTORS SERVICES, LLC	CETERA ADVISOR NETWORKS LLC	Jun 30, 2017	Jun 20, 2017	-10	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 29, 2020 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 2, 2018 to Apr 29, 2020factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to Jun 30, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 30, 2004 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.