DFX Intelligence

D••••••• M•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

D••••••• M•••• G••••••••

Advisor at K••••••• F•••••••• G••••• L••

LEXINGTON, KY

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Search this name across graphsid dfx:ria:41b6b9d6-562d-5a89-1299-03627efce97c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 23, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• G••••• L••	Independent wealth	Aug 21, 2023	n/a	yes	LEXINGTON, KY	Current employment
M••••• S••••••	Wirehouse	Jun 23, 2017	Aug 25, 2023	no	Los Angeles, CA\|Beverly Hills, CA\|Lexington, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	K••••••• F•••••••• G••••• L••	Aug 25, 2023	Aug 21, 2023	-4	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ K••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Aug 21, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 23, 2017 to Aug 25, 2023factForm ADV

Dated events

Occurred
Aug 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41b6b9d6-562d-5a89-1299-03627efce97c
First observed: Jun 23, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.