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Advisor at LPL FINANCIAL LLC
PARIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 4, 2020 | n/a | yes | PARIS, MO | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Feb 24, 2016 | Apr 30, 2020 | no | PARIS, MO | Previous registration |
| DETALUS ADVISORS, LLC | Mixed wealth | Aug 19, 2013 | May 13, 2015 | no | HANNIBAL, MO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Mar 15, 2010 | Aug 22, 2013 | no | HANNIBAL, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | LPL FINANCIAL LLC | Apr 30, 2020 | May 4, 2020 | 4 | Firm change | Ibd to ibd |
| DETALUS ADVISORS, LLC | SECURITIES AMERICA ADVISORS, INC. | May 13, 2015 | Feb 24, 2016 | 287 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | DETALUS ADVISORS, LLC | Aug 22, 2013 | Aug 19, 2013 | -3 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110518:6413:MO:2020-04-30 | Apr 30, 2020 | May 4, 2020 | PARIS, MO | Firm change |