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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

JAY DOUGLAS OTTO

Advisor at MORGAN STANLEY

Centerville, OH

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Search this name across graphsid dfx:ria:41c07dd5-32f5-59bd-01f2-c55d63abcd30

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 21, 1988
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 1832172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 13, 2011	n/a	yes	Centerville, OH	Current employment
J.J.B. HILLIARD, W.L. LYONS, LLC	Former SEC adviser	Jun 20, 2005	Jun 15, 2011	no	DAYTON, OH	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 2, 2003	Jun 22, 2005	no	DAYTON, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 2, 2003	Sep 15, 2003	no	CENTERVILLE, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.J.B. HILLIARD, W.L. LYONS, LLC	MORGAN STANLEY	Jun 15, 2011	Jun 13, 2011	-2	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	J.J.B. HILLIARD, W.L. LYONS, LLC	Jun 22, 2005	Jun 20, 2005	-2	Firm change	Other
WELLS FARGO ADVISORS	LEGG MASON WOOD WALKER, INCORPORATED	Sep 15, 2003	Sep 2, 2003	-13	Firm change	Other

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: current employment
Jun 13, 2011 to presentfactForm ADV
→ J.J.B. HILLIARD, W.L. LYONS, LLCRegistered adviserregistration: previous registration
Jun 20, 2005 to Jun 15, 2011factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 2, 2003 to Jun 22, 2005factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 2, 2003 to Sep 15, 2003factForm ADV

Dated events

No dated event names this entity yet.