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R••••• M••••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

R••••• M••••• W••••••

Advisor at C•••••••• W••••• I••••••••• L••

ATLANTA, GA

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Search this name across graphsid dfx:ria:41c25e1e-9e66-2e6e-1938-fcf9da56ac3e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• W••••• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• W••••• I••••••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	ATLANTA, GA\|ATLANTA, GA	Current employment
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 11, 2020	Dec 15, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• • A••••••••• I•••	C•••••••• W••••• I••••••••• L••	Dec 15, 2025	Jan 12, 2026	28	Firm change	Ibd to RIA
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Feb 4, 2020

Relationships

Registered with (3)

→ C•••••••• W••••• I••••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Feb 11, 2020 to Dec 15, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 1, 2018 to Feb 4, 2020factForm ADV

Dated events

Occurred
Dec 15, 2025
Advisor changed firm
R••••• M••••• W•••••• left R•••••• J•••• • A••••••••• I••• for C•••••••• W••••• I••••••••• L•• (registered 2026-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41c25e1e-9e66-2e6e-1938-fcf9da56ac3e
First observed: Jun 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.