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Advisor at MML INVESTORS SERVICES, LLC
Belchertown, MA | SPRINGFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 11, 2019 | n/a | yes | SPRINGFIELD, MA|Belchertown, MA | Current employment |
| VOYA FINANCIAL PARTNERS, LLC | Former SEC adviser | Nov 18, 2016 | Apr 2, 2018 | no | WINDSOR, CT | Previous registration |
| MMLISI FINANCIAL ALLIANCES, LLC | Former SEC adviser | Dec 12, 2007 | May 26, 2016 | no | SPRINGFIELD, MA|SPRINGFIELD, MA|SPRINGFIELD, MA|SPRINGFIELD, MA|SPRINGFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL PARTNERS, LLC | MML INVESTORS SERVICES, LLC | Apr 2, 2018 | Sep 11, 2019 | 527 | Firm change after gap | RIA to ibd |
| MMLISI FINANCIAL ALLIANCES, LLC | VOYA FINANCIAL PARTNERS, LLC | May 26, 2016 | Nov 18, 2016 | 176 | Firm change | Other |