DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst33 years in industry

ROBERT EARL LEE AARON HENRICH

Advisor at PARALLEL ADVISORS, LLC

SAN FRANCISCO, CA | DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41c48d85-a1ce-808a-3a8e-e9553b22837f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PARALLEL ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 13, 1992earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S65|S63
First exam: Nov 13, 1992
First registration: Jul 18, 2005
Dual registered: no
Other names: ROBERT EARL HENRICH|ROB HENRICH|ROBERT A HENRICH
IAPD individual key: 2291902

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PARALLEL ADVISORS, LLC	Independent wealth	Jul 12, 2018	n/a	yes	DAYTON, OH\|SAN FRANCISCO, CA	Current employment
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Nov 27, 2013	May 4, 2018	no	DAYTON, OH	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Sep 10, 2009	May 15, 2012	no	DAYTON, OH\|Cincinnati, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 18, 2005	Aug 18, 2009	no	DAYTON, OH\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIFTH THIRD SECURITIES, INC.	PARALLEL ADVISORS, LLC	May 4, 2018	Jul 12, 2018	69	Firm change	Ibd to RIA
J.P. MORGAN SECURITIES LLC	FIFTH THIRD SECURITIES, INC.	May 15, 2012	Nov 27, 2013	561	Firm change after gap	Other
NATCITY INVESTMENTS, INC.	J.P. MORGAN SECURITIES LLC	Aug 18, 2009	Sep 10, 2009	23	Firm change	Other

Relationships

Registered with (4)

→ PARALLEL ADVISORS, LLCRegistered adviserregistration: current employment
Jul 12, 2018 to presentfactForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Nov 27, 2013 to May 4, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Sep 10, 2009 to May 15, 2012factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 18, 2005 to Aug 18, 2009factForm ADV

Dated events

No dated event names this entity yet.