DFX Intelligence

M•••••• A•••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• A•••• C•••••

Advisor at L•• F•••••••• L••

VANCOUVER, WA

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Search this name across graphsid dfx:ria:41c66598-6069-9629-b775-5802229e17fa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Aug 28, 2025	n/a	yes	VANCOUVER, WA	Current employment
F•••••••• A•••••••• I••••••••• M•••••••••	Former SEC adviser	Aug 17, 2017	Oct 23, 2025	no	Vancouver, WA\|OLYMPIA, WA\|Vancouver, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• I••••••••• M•••••••••	L•• F•••••••• L••	Oct 23, 2025	Aug 28, 2025	-56	Firm change after gap	RIA to ibd
J••• M••••• S••••••••• L••	F•••••••• A•••••••• I••••••••• M•••••••••	Jun 12, 2017	Aug 17, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
151298:6413:WA:2025-10-23	Oct 23, 2025	Aug 28, 2025	VANCOUVER, WA	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ F•••••••• A•••••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Aug 17, 2017 to Oct 23, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Jun 12, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Oct 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41c66598-6069-9629-b775-5802229e17fa
First observed: Mar 20, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.