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Advisor at MML INVESTORS SERVICES, LLC
Conshohocken, PA | PHOENIXVILLE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Jan 7, 2021 | n/a | yes | Conshohocken, PA|PHOENIXVILLE, PA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Jan 7, 2021 | no | DEVON, PA | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Jan 30, 2013 | Nov 2, 2018 | no | DEVON, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | MML INVESTORS SERVICES, LLC | Jan 7, 2021 | Jan 7, 2021 | 0 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:10409:PA:2021-01-07 | Jan 7, 2021 | Jan 7, 2021 | DEVON, PA | Firm change |