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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JENNIFER LYNN SCROGGINS

Advisor at OSAIC WEALTH, INC.

San Antonio, TX | Austin, TX | Heber City, UT

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Search this name across graphsid dfx:ria:41ce0a4b-a7b0-84bc-8f02-3f0f1c8245b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 6
Exams: S65|S63
First exam: May 20, 1993
First registration: Sep 9, 2002
Dual registered: yes, broker-dealer
Other names: JENNIFER LYNN HALL|JENNIFER LYNN HAWKINS
IAPD individual key: 2343868

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	Heber City, UT\|Austin, TX\|San Antonio, TX	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jun 11, 2012	Nov 2, 2018	no	SOUTHFIELD, MI\|SAN ANTONIO, TX	Previous registration
RIVERSTONE WEALTH MANAGEMENT	Former SEC adviser	Oct 1, 2009	Apr 23, 2012	no	SAN ANTONIO, TX	Previous registration
KCM & ASSOCIATES	n/a	May 15, 2003	Oct 31, 2006	no	SAN ANTONIO, TX	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Sep 9, 2002	Jul 14, 2009	no	SAN ANTONIO, TX\|San Antonio, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
RIVERSTONE WEALTH MANAGEMENT	SIGNATOR INVESTORS, INC.	Apr 23, 2012	Jun 11, 2012	49	Firm change	Other
MML INVESTORS SERVICES, LLC	KCM & ASSOCIATES	Jul 14, 2009	May 15, 2003	-2,252	Firm change after gap	Other
KCM & ASSOCIATES	RIVERSTONE WEALTH MANAGEMENT	Oct 31, 2006	Oct 1, 2009	1,066	Firm change after gap	Other

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jun 11, 2012 to Nov 2, 2018factForm ADV
→ RIVERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 1, 2009 to Apr 23, 2012factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Sep 9, 2002 to Jul 14, 2009factForm ADV
→ KCM & ASSOCIATESRegistered adviserregistration: previous registration
May 15, 2003 to Oct 31, 2006factForm ADV

Dated events

No dated event names this entity yet.