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M••••••• S•• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

M••••••• S•• S••••••

Advisor at M••••• S••••••

New York, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41d21574-e0f3-82a8-9e24-02a0b34052e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 18, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	May 13, 2022	n/a	yes	New York, NY	Current employment
B• R•••• W••••• M•••••••••	Former SEC adviser	Jan 21, 2015	Jan 11, 2022	no	New York, NY\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• R•••• W••••• M•••••••••	M••••• S••••••	Jan 11, 2022	May 13, 2022	122	Firm change	Ibd to wirehouse
D••••••• • D••••••• L••	B• R•••• W••••• M•••••••••	Jan 28, 2015	Jan 21, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
7344:2543:NY:2015-01-26	Jan 28, 2015	Jan 21, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 21, 2015 to Jan 11, 2022factForm ADV
→ D••••••• • D••••••• L••Registered adviserregistration: previous registration
Jul 9, 2009 to Jan 28, 2015factForm ADV
→ J••••• M••••••••• S•••• L••

Dated events

Occurred
Jan 11, 2022
Advisor changed firm
M••••••• S•• S•••••• left B• R•••• W••••• M••••••••• for M••••• S•••••• (registered 2022-05-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41d21574-e0f3-82a8-9e24-02a0b34052e3
First observed: Jan 1, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.