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D•••• L•• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••• L•• M••••

Advisor at E•• W••••• M••••••••• L••

Amelia Island, FL | ATLANTA, GA

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Search this name across graphsid dfx:ria:41d3c079-b62d-ab17-bea4-8f8a98bbc873

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 25, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•• W••••• M••••••••• L••	Independent wealth	Sep 8, 2025	n/a	yes	Amelia Island, FL\|ATLANTA, GA	Current employment
A•• W••••• I•••	Former SEC adviser	Jul 31, 2009	Nov 20, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•• W••••• I•••	E•• W••••• M••••••••• L••	Nov 20, 2020	Sep 8, 2025	1,753	Firm change after gap	RIA to RIA
T•••• A•••••••• L••	A•• W••••• I•••	Aug 4, 2009

Relationships

Registered with (6)

→ E•• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ A•• W••••• I•••Registered adviserregistration: previous registration
Jul 31, 2009 to Nov 20, 2020factForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
May 27, 2009 to Aug 4, 2009factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41d3c079-b62d-ab17-bea4-8f8a98bbc873
First observed: Feb 25, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.