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Advisor at LOMBARD ADVISERS INCORPORATED
BALTIMORE, MD | Center Valley, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LOMBARD ADVISERS INCORPORATED | Independent wealth | Jan 27, 2026 | n/a | yes | Center Valley, PA|BALTIMORE, MD | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Apr 27, 2009 | Jan 29, 2026 | no | ST. LOUIS, MO|CENTER VALLEY, PA | Previous registration |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jul 10, 2007 | Apr 24, 2009 | no | ALLENTOWN, PA | Previous registration |
| RYAN BECK & CO. | n/a | Aug 8, 2005 | Jul 10, 2007 | no | ALLENTOWN, PA|ALLENTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | LOMBARD ADVISERS INCORPORATED | Jan 29, 2026 | Jan 27, 2026 | -2 | Firm change | Ibd to RIA |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | STIFEL INDEPENDENT ADVISORS, LLC | Apr 24, 2009 | Apr 27, 2009 | 3 | Firm change | Other |
| RYAN BECK & CO. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jul 10, 2007 | Jul 10, 2007 | 0 | Bulk transfer | Other |