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A••••••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

A••••••••• M••••••••• I•••

CRD 157466

MENLO PARK, CA

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Search this name across graphsid dfx:ria:41dc5245-9a0a-a8dc-7a17-0b1ad9b49d21

Data as of Oct 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 12
On other graphs: 2
Observed: Feb 13, 2012 to Oct 31, 2022
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••••• M••••••••• I•••

Private equity manager · shared crd

Venture Capitalidentity

A••••••••• M••••••••• I•••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.7BItem 5.F on the latest filing (2022-10-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••••• B••••••••• M••••• F••• L••••••	Hedge Fund	$80.8M	Sep 28, 2018	17	Mar 30, 2012	dropped	n/a
A••••••••• B••••••••• I• L•	Venture Capital Fund	$57.1M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• L••	OWNER OF A••••••••• M••••••••• INC	E	yes	11/2008	Feb 13, 2012	Oct 31, 2022
C•••••• G•••••• U• L••	Owner	E	yes	08/2022	Sep 2, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C•••••• I••••••••• M••••••••• L•••••	n/a	Asset manager	$284B	Y	no	n/a
A••••••••• B••••••••• 8• G• L•	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	7	no
Boston	Ma	United States	4	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$1.7B	$2.0B	-11.6%	$946M	22.3%	24	20	2	2

Relationships

Affiliated with (1)

→ T•• C•••••• G••••Registered adviserother investment adviser, bank, control
factForm ADV

Controls (13)

← C• S••••••••• H••••••• L••OwnerMEMBER, ownership code E, domestic entity
Sep 2, 2022 to presentfactForm ADV
← T•• C•••••• G••••OwnerMEMBER, ownership code E, domestic entity
Sep 2, 2022 to presentfactForm ADV
← V••••••••• K•••••• H•••OwnerPRESIDENT/DIRECTOR OF A••••••••• M••••••••• INC, ownership code NA, individual

Dated events

Occurred
Sep 2, 2022
Control person left
Michael Brian Gallagher (Treasurer/Director Of A••••••••• M••••••••• Inc) no longer on Schedule A of A••••••••• M••••••••• I••• (listed 2021-10-01, absent 2022-09-02)
Form ADVobserved 7 days ago
Occurred
Sep 2, 2022
Control person left
John Timothy Haines (Owner Of A••••••••• L••) no longer on Schedule A of A••••••••• M••••••••• I••• (listed 2021-10-01, absent 2022-09-02)
Form ADVobserved 7 days ago
Occurred
Sep 2, 2022
Control person left
Lionel Genghis Quentin Lloyd-Harris (Owner Of A••••••••• L••) no longer on Schedule A of A••••••••• M••••••••• I••• (listed 2021-10-01, absent 2022-09-02)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41dc5245-9a0a-a8dc-7a17-0b1ad9b49d21
First observed: Feb 13, 2012
Last observed: Oct 31, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.