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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

Barton Freeze Gunter

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Rockwall, TX | Dallas, TX

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Search this name across graphsid dfx:ria:41f2da0e-da58-99dd-29df-c91b7af22423

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 31, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 29, 2002
First registration: May 31, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4524454

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 23, 2025	n/a	yes	Dallas, TX\|Rockwall, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 8, 2013	Sep 26, 2025	no	PLANO, TX\|DALLAS, TX\|PLANO, TX\|DALLAS, TX\|PLANO, TX\|MCKINNEY, TX	Previous registration
MAC ADAMS WEALTH ADVISORS, LLC	Former SEC adviser	Jul 14, 2010	Jun 30, 2011	no	DALLAS, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Jun 14, 2005	Feb 18, 2010	no	RICHARDSON, TX\|DALLAS, TX\|DALLAS, TX	Previous registration
BANC ONE SECURITIES CORPORATION	n/a	Nov 19, 2003	Jun 13, 2005	no	DALLAS, TX	Previous registration
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	May 31, 2002	Nov 14, 2003	no	PILOT POINT, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 26, 2025	Sep 23, 2025	-3	Firm change	Ibd to ibd
MAC ADAMS WEALTH ADVISORS, LLC	LPL FINANCIAL LLC	Jun 30, 2011	May 8, 2013	678	Firm change after gap	Other
COMERICA SECURITIES	MAC ADAMS WEALTH ADVISORS, LLC	Feb 18, 2010	Jul 14, 2010	146	Firm change	Other
BANC ONE SECURITIES CORPORATION	COMERICA SECURITIES	Jun 13, 2005	Jun 14, 2005	1	Firm change	Other
INVESTMENT CENTERS OF AMERICA, INC.	BANC ONE SECURITIES CORPORATION	Nov 14, 2003	Nov 19, 2003	5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:149018:TX:2025-09-26	Sep 26, 2025	Sep 23, 2025	MCKINNEY, TX	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 23, 2025 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 8, 2013 to Sep 26, 2025factForm ADV
→ MAC ADAMS WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 14, 2010 to Jun 30, 2011factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Jun 14, 2005 to Feb 18, 2010factForm ADV
→ BANC ONE SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 19, 2003 to Jun 13, 2005factForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
May 31, 2002 to Nov 14, 2003factForm ADV

Dated events

Occurred
Sep 26, 2025
Advisor changed firm
Barton Freeze Gunter left Lpl Financial Llc for Raymond James Financial Services Advisors, Inc (registered 2025-09-23)
Form ADVobserved 6 days ago