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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GRIMALDI PORTFOLIO SOLUTIONS, INC

CRD 106199

WAPPINGERS FALLS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41fdfb68-d502-1343-7448-b982f70bf9e4

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 1, 2012 to Mar 19, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.68 fund_share=0.32 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $133MItem 5.F on the latest filing (2026-03-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $133M
Private client RAUM: $91.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 68%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 300
Individual clients: 299
SEC number: 801-51163
CRD: 106199
Filings on the tape: 36
First filed: Mar 1, 2012
Latest filed: Mar 19, 2026
Organised: Corporation, NY

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GRIMALDI, MARK, ANTHONY	President	D	yes	03/1996	Mar 1, 2012	Mar 26, 2024
VISCONTI, JOSEPH, VINCENT	VICE PRESIDENT	C	yes	03/1996	Mar 1, 2012	Mar 26, 2024
PITZ, SHEILA, ELLEN	CHIEF COMPLIANCE OFFICER	Na	no	10/2018	Aug 24, 2020	Mar 26, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
THE PRESTIGE ORGINAZATION, INC.	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 19, 2026	$133M	$133M	4	2	0	n/a	n/a
2024	Mar 13, 2025	$122M	$122M	4	2	0	n/a	n/a
2023	Feb 2, 2024	$107M	$107M	4	2	0	n/a	n/a
2022	Mar 23, 2023	$95.0M	$95.0M	5	2	0	n/a	n/a
2021	Mar 25, 2022	$106M	$106M	5	2	0	n/a	n/a
2020	Mar 23, 2021	$90.0M	$90.0M	5	5	0	n/a	n/a
2019	Mar 9, 2020	$84.0M	$84.0M	5	5	0	n/a	n/a
2018	Mar 20, 2019	$83.0M	$83.0M	5	5	0	n/a	n/a
2017	Mar 19, 2018	$80.0M	$80.0M	5	2	0	n/a	n/a
2016	Mar 23, 2017	$82.0M	$82.0M	5	3	n/a	n/a	n/a
2015	Mar 30, 2016	$91.0M	$91.0M	5	3	n/a	n/a	n/a
2014	Mar 25, 2015	$107M	$107M	5	3	n/a	n/a	n/a
2013	Feb 28, 2014	$110M	$110M	5	4	n/a	n/a	n/a
2012	Mar 28, 2013	$115M	$115M	5	4	n/a	n/a	n/a
2011	Mar 1, 2012	$128M	$128M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$133M	$122M	9.0%	$95.0M	11.9%	4	4	0	0

Relationships

Controls (2)

← GRIMALDI, MARK, ANTHONYOwnerPRESIDENT, ownership code D, individual
Mar 1, 2012 to Mar 26, 2024factForm ADV
← VISCONTI, JOSEPH, VINCENTOwnerVICE PRESIDENT, ownership code C, individual
Mar 1, 2012 to Mar 26, 2024factForm ADV

Owns (1)

← PITZ, SHEILA, ELLENOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 24, 2020 to Mar 26, 2024factForm ADV

Registered with (1)

← BARBARA JACOBS WOLFAdvisorregistration: previous registration
Aug 1, 2005 to Jan 10, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41fdfb68-d502-1343-7448-b982f70bf9e4
First observed: Mar 1, 2012
Last observed: Mar 19, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GRIMALDI PORTFOLIO SOLUTIONS, INC

CRD 106199

WAPPINGERS FALLS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41fdfb68-d502-1343-7448-b982f70bf9e4

Data as of Mar 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GRIMALDI, MARK, ANTHONY

President

yes

03/1996

Mar 1, 2012

Mar 26, 2024

VISCONTI, JOSEPH, VINCENT

VICE PRESIDENT

yes

03/1996

Mar 1, 2012

Mar 26, 2024

PITZ, SHEILA, ELLEN

CHIEF COMPLIANCE OFFICER

10/2018

Aug 24, 2020

Mar 26, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

THE PRESTIGE ORGINAZATION, INC.

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 19, 2026

$133M

n/a

2024

Mar 13, 2025

$122M

n/a

2023

Feb 2, 2024

$107M

n/a

2022

Mar 23, 2023

$95.0M

n/a

2021

Mar 25, 2022

$106M

n/a

2020

Mar 23, 2021

$90.0M

n/a

2019

Mar 9, 2020

$84.0M

n/a

2018

Mar 20, 2019

$83.0M

n/a

2017

Mar 19, 2018

$80.0M

n/a

2016

Mar 23, 2017

$82.0M

n/a

2015

Mar 30, 2016

$91.0M

n/a

2014

Mar 25, 2015

$107M

n/a

2013

Feb 28, 2014

$110M

n/a

2012

Mar 28, 2013

$115M

n/a

2011

Mar 1, 2012

$128M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$133M

$122M

9.0%

$95.0M

11.9%