DFX Intelligence

N•••• B••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

N•••• B••• K•••••••••

Advisor at S•••• V••• F•••••••• S•••••••

WESTHANPTON BEACH, NY | WESTHAMPTON BEACH, NY

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Search this name across graphsid dfx:ria:42052cf5-7b9d-5430-4cc5-33874dab7419

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• V••• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 8, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• V••• F•••••••• S•••••••	State registered	Apr 6, 2022	n/a	yes	WESTHANPTON BEACH, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Jan 13, 2006	n/a	yes	WESTHAMPTON BEACH, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • L•••• S••••••••• I•••	L•• F•••••••• L••	Jan 28, 2003	Jan 13, 2006	1,081	Firm change after gap	Other

Relationships

Registered with (3)

→ S•••• V••• F•••••••• S•••••••Registered adviserregistration: current employment
Apr 6, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 13, 2006 to presentfactForm ADV
→ N••••• • L•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 11, 2000 to Jan 28, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42052cf5-7b9d-5430-4cc5-33874dab7419
First observed: Jan 11, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.