This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

other adviserderivedprivate_client_share=0.0 fund_share=0.55 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$58.6MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$58.6M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

2

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

3

Private funds

1Schedule D 7.B(1)

SEC number

801-42253

CRD

106399

Filings on the tape

19

First filed

Mar 30, 2012

Latest filed

Mar 31, 2026

Organised

Corporation, NY

• Occurred

  Jun 9, 2021
  Control person left

  Lynne Karin Wyser-Pratte (Director) no longer on Schedule A of Wyser-Pratte Management Co., Inc. (listed 2020-03-30, absent 2021-06-09)

  Form ADVobserved 5 days ago
• Occurred

  Jun 9, 2021
  Control person left

  Louis Morin (Chief Operating Officer) no longer on Schedule A of Wyser-Pratte Management Co., Inc. (listed 2020-03-30, absent 2021-06-09)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4205b5b2-368a-efbf-d998-0f2b9b4c79b6

First observed

Mar 30, 2012

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.