DFX Intelligence

C•••••• F••••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••••• F••••••• K•••••

Advisor at P•••••• P•••••• A••••••• L••

MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:4217761f-5849-225b-8ab6-57ce5486d754

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P•••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 12, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P•••••• A••••••• L••	State registered	Jul 17, 2026	n/a	yes	MISSION VIEJO, CA	Current employment
P•••••• F•••••••• A••••••• G•••• L••	n/a	Jan 9, 2018	Dec 31, 2025	no	MISSION VIEJO, CA\|TEMECULA, CA\|MISSION VIEJO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• A••••••• G•••• L••	P•••••• P•••••• A••••••• L••	Dec 31, 2025	Jul 17, 2026	198	Firm change	Other
W•••••• • R•••	P•••••• F•••••••• A••••••• G•••• L••	Feb 3, 2017	Jan 9, 2018

Relationships

Registered with (4)

→ P•••••• P•••••• A••••••• L••Registered adviserregistration: current employment
Jul 17, 2026 to presentfactForm ADV
→ P•••••• F•••••••• A••••••• G•••• L••Registered adviserregistration: previous registration
Jan 9, 2018 to Dec 31, 2025factForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 13, 2016 to Feb 3, 2017factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
C•••••• F••••••• K••••• left P•••••• F•••••••• A••••••• G•••• L•• for P•••••• P•••••• A••••••• L•• (registered 2026-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4217761f-5849-225b-8ab6-57ce5486d754
First observed: Sep 16, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.