DFX Intelligence

J•••••• B•••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

J•••••• B•••• P••••••

Advisor at J•• F•••••••• L••

NORTH SMITHFIELD, RI

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Search this name across graphsid dfx:ria:421e9d37-a6b4-f18a-aa0b-558113214fa0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 2, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• F•••••••• L••	State registered	Nov 14, 2022	n/a	yes	NORTH SMITHFIELD, RI	Current employment
A••••••• A•••• M••••••••• L••	Former SEC adviser	May 30, 2013	Nov 7, 2022	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A•••• M••••••••• L••	J•• F•••••••• L••	Nov 7, 2022	Nov 14, 2022	7	Firm change	RIA to state RIA
C•••••• M••••••••• G••••• L••	A••••••• A•••• M••••••••• L••	Dec 31, 2011	May 30, 2013

Relationships

Registered with (4)

→ J•• F•••••••• L••Registered adviserregistration: current employment
Nov 14, 2022 to presentfactForm ADV
→ A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 30, 2013 to Nov 7, 2022factForm ADV
→ C•••••• M••••••••• G••••• L••Registered adviserregistration: previous registration
Apr 6, 2006 to Dec 31, 2011factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration

Dated events

Occurred
Nov 7, 2022
Advisor changed firm
J•••••• B•••• P•••••• left A••••••• A•••• M••••••••• L•• for J•• F•••••••• L•• (registered 2022-11-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:421e9d37-a6b4-f18a-aa0b-558113214fa0
First observed: Jul 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.