DFX Intelligence

C•••••••• B•• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

C•••••••• B•• A••••••• L••

CRD 342427

BOSTON, MA

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Data as of Jun 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 2
Observed: Jun 26, 2026 to Jun 26, 2026
1 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• B•• A••••••• L••

Private equity manager · key_crd, shared_crd

Private Creditidentity

C•••••••• B•• A••••••• L••

Private credit manager · key_crd, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
A••••••s on IAPD: 0
Employees: 13
A••••••y employees: 10
Offices: 1Schedule D 1.F, beyond the principal office

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••••••• A•••• B••••• C••••• F•••• L••	Private Equity Fund	$0	Jun 26, 2026	0	Jun 26, 2026	reported	n/a
C•••••••• A•••• B••••• C••••• O••••••• F•••• L••	Private Equity Fund	$0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••••• G••••• L••	Owner	E	yes	04/2026	Jun 26, 2026	Jun 26, 2026
C••••••••• K••••••• M••••	CHIEF COMPLIANCE OFFICER	Na	yes	04/2026	Jun 26, 2026	Jun 26, 2026

Relationships

Advises (2)

→ C•••••••• A•••• B••••• C••••• F•••• L••Private fundPrivate Equity Fund, IA
Jun 26, 2026 to presentfactForm ADV
→ C•••••••• A•••• B••••• C••••• O••••••• F•••• L••Private fundPrivate Equity Fund, IA
Jun 26, 2026 to presentfactForm ADV

Controls (4)

← R••••••••• S••••••• G•OwnerCFO/COO, ownership code NA, individual
Jun 26, 2026 to presentfactForm ADV
← C•••••••• G••••• L••

Dated events

Order

Occurred
26 Jun 2026
Private fund first reported2 events
Private fund first reported: 2 on 26 Jun 2026
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 26, 2026
Last observed: Jun 26, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.