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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

KEVIN ANDREW SCOTT

Advisor at WELLS FARGO ADVISORS

SEALY, TX | BROOKSHIRE, TX | HOUSTON, TX | SUGAR LAND, TX | MISSOURI CITY, TX

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Search this name across graphsid dfx:ria:42325d96-4b9f-7301-e256-f90eb601badb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Jan 8, 1999
First registration: Sep 30, 2002
Dual registered: yes, broker-dealer
Other names: KEVIN ANDREW SCOTT
IAPD individual key: 3142378

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	n/a	yes	HOUSTON, TX\|BROOKSHIRE, TX\|SEALY, TX\|MISSOURI CITY, TX\|HOUSTON, TX\|HOUSTON, TX\|SUGAR LAND, TX	Current employment
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 18, 2010	Jan 3, 2011	no	HOUSTON, TX\|ROSENBERG, TX	Previous registration
ST JOHNS WEALTH MANAGEMENT	n/a	Apr 13, 2010	Jun 16, 2010	no	THE WOODLANDS, TX	Previous registration
BBVA COMPASS INVESTMENT SOLUTIONS, INC	n/a	Sep 30, 2002	Jun 15, 2010	no	THE WOODLANDS, TX\|THE WOODLANDS, TX\|THE WOODLANDS, TX\|THE WOODLANDS, TX\|THE WOODLANDS, TX\|SPRING, TX\|SPRING, TX\|THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
ST JOHNS WEALTH MANAGEMENT	WELLS FARGO INVESTMENTS, LLC	Jun 16, 2010	Jun 18, 2010	2	Firm change	Other
BBVA COMPASS INVESTMENT SOLUTIONS, INC	ST JOHNS WEALTH MANAGEMENT	Jun 15, 2010	Apr 13, 2010	-63	Firm change after gap	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Jan 3, 2011 to presentfactForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 18, 2010 to Jan 3, 2011factForm ADV
→ ST JOHNS WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 13, 2010 to Jun 16, 2010factForm ADV
→ BBVA COMPASS INVESTMENT SOLUTIONS, INCRegistered adviserregistration: previous registration
Sep 30, 2002 to Jun 15, 2010factForm ADV

Dated events

No dated event names this entity yet.