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Advisor at LPL ENTERPRISE, LLC
FARMINGTON, MN | FORT MILL, SC | Farmington, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Sep 26, 2024 | n/a | yes | FARMINGTON, MN|Farmington, MN|FORT MILL, SC | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Apr 26, 2021 | Sep 25, 2024 | no | Minneapolis, MN|Farmington, MN | Previous registration |
| PRUDENTIAL SELECT STRATEGIES LLC | Institutional manager | Oct 8, 2019 | Apr 28, 2021 | no | Plymouth, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Sep 25, 2024 | Sep 26, 2024 | 1 | Firm change | Ibd to new firm |
| PRUDENTIAL SELECT STRATEGIES LLC | PRUCO SECURITIES, LLC | Apr 28, 2021 | Apr 26, 2021 | -2 | Channel change | RIA to ibd |