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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

RONALD JACK TAYLOR

Advisor at NOVEM GROUP

DENVER, CO | Jacksonville, FL | Denver, CO | ROCHESTER, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOVEM GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 2
Registered states: 22
Exams: S65|S63
First exam: Dec 16, 1999
First registration: Dec 3, 2004
Dual registered: yes, broker-dealer
Other names: RONALD JACK TAYLOR|RONALD JACK TAYLOR
IAPD individual key: 2904604

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 11, 2024	n/a	yes	Jacksonville, FL\|DENVER, CO	Current employment
NOVEM GROUP	Independent wealth	Apr 26, 2022	n/a	yes	ROCHESTER, NY\|Denver, CO	Current employment
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Sep 29, 2017	Oct 11, 2024	no	HOLBROOK, NY\|Jacksonville, FL	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 11, 2011	Nov 9, 2015	no	DENVER, CO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 15, 2009	Mar 21, 2011	no	ST. PETERSBURG, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Dec 3, 2004	Oct 10, 2009	no	ST. PETERSBURG, FL\|ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERICAN PORTFOLIOS ADVISORS, INC	NOVEM GROUP	Oct 11, 2024	Apr 26, 2022	-899	Firm change after gap	Ibd to RIA
OSAIC FA, INC.	AMERICAN PORTFOLIOS ADVISORS, INC	Nov 9, 2015	Sep 29, 2017	690	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	OSAIC FA, INC.	Mar 21, 2011	Jul 11, 2011	112	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 10, 2009	Sep 15, 2009	-25	Bulk transfer	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Oct 11, 2024 to presentfactForm ADV
→ NOVEM GROUPRegistered adviserregistration: current employment
Apr 26, 2022 to presentfactForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Sep 29, 2017 to Oct 11, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 11, 2011 to Nov 9, 2015factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 15, 2009 to Mar 21, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 3, 2004 to Oct 10, 2009factForm ADV

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
Ronald Jack Taylor left American Portfolios Advisors, Inc for Novem Group (registered 2022-04-26)
Form ADVobserved 6 days ago