This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$0Item 5.F on the latest filing (2023-02-06); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$0

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Advisors on IAPD

0

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

0

SEC number

801-126734

CRD

322611

Filings on the tape

2

First filed

Sep 13, 2022

Latest filed

Feb 6, 2023

Organised

Limited Liability Company, Delaware

• Occurred

  Feb 6, 2023
  Control person joined

  Joshua Andrew Palmer (Chief Technology Officer) appeared on Schedule A of Modernfi

  Form ADVobserved 4 days ago
• Occurred

  Sep 13, 2022
  First Form ADV filing

  Modernfi filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:424349e0-892e-c21e-ab1f-39ebeae450eb

First observed

Sep 13, 2022

Last observed

Feb 6, 2023 44 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.