C•••••• M••••••

Advisor at A••••••• I••••••••• A•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:424469e5-30aa-2c99-a353-4d42e1036660

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 18, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• I••••••••• A•••••••• L••	I•••••••••_WEALTH	May 19, 2026	n/a	yes	DALLAS, TX\|Okatie, SC\|Schaumberg, IL	Current employment
C••• C••••••• L••	I•••••••••_WEALTH	Mar 18, 2024	May 7, 2026	no	Oakbrook Terrace, IL\|CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• C••••••• L••	A••••••• I••••••••• A•••••••• L••	May 7, 2026	May 19, 2026	12	Firm change	RIA to RIA

Relationships

Registered with (2)

→ A••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ C••• C••••••• L••Registered adviserregistration: previous registration
Mar 18, 2024 to May 7, 2026factForm ADV

Dated events

Occurred
May 7, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:424469e5-30aa-2c99-a353-4d42e1036660
First observed: Mar 18, 2024
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.