DFX Intelligence

T••••• P•••••• O•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••••• P•••••• O•••••••

Advisor at O•••••••••

HUNTERSVILLE, NC | OVERLAND P•••, KS

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Search this name across graphsid dfx:ria:4253e328-d1ea-75b5-f317-c3252ff584ec

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 13, 2026	n/a	yes	HUNTERSVILLE, NC\|OVERLAND P•••, KS\|HUNTERSVILLE, NC	Current employment
P••• A••••• S••••••••• L••	Bd affiliated wealth	Nov 19, 2021	May 31, 2024	no	CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• A••••• S••••••••• L••	O•••••••••	May 31, 2024	Jan 13, 2026	592	Firm change after gap	Other
E•• F•••••••• A•••••••	P••• A••••• S••••••••• L••	Nov 1, 2021	Nov 19, 2021

Relationships

Registered with (3)

→ O•••••••••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Nov 19, 2021 to May 31, 2024factForm ADV
→ E•• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 6, 2021 to Nov 1, 2021factForm ADV

Dated events

Occurred
May 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4253e328-d1ea-75b5-f317-c3252ff584ec
First observed: Aug 6, 2021
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.