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Reading the graph
Advisor at ALLY INVEST ADVISORS
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLY INVEST ADVISORS | Independent wealth | Oct 7, 2021 | n/a | yes | CHARLOTTE, NC | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 29, 2016 | Apr 22, 2021 | no | CHARLOTTE, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ALLY INVEST ADVISORS | Apr 22, 2021 | Oct 7, 2021 | 168 | Firm change | Wirehouse to RIA |