DFX Intelligence
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Reading the graph
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Advisor at E••••• J••••
RUSTON, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Mar 6, 2015 | n/a | yes | RUSTON, LA | Current employment |
| A••••• A•••••••• I••• | I•••••••••_WEALTH | Aug 21, 2014 | Mar 6, 2015 | no | RUSTON, LA|RUSTON, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••• A•••••••• I••• | E••••• J•••• | Mar 6, 2015 | Mar 6, 2015 | 0 | Firm change | Other |
| M••••••• I••••••••• N•••••• I••• | L•• F•••••••• L•• | Aug 25, 2014 | Jul 31, 2014 |
| L•• F•••••••• L•• |
| Bd affiliated wealth |
| Jul 31, 2014 |
| Aug 18, 2014 |
| no |
| RUSTON, LA |
| Previous registration |
| M••••••• I••••••••• N•••••• I••• | Bd affiliated wealth | Aug 11, 2011 | Aug 25, 2014 | no | DALLAS, TX|RUSTON, LA | Previous registration |
| E••••• J•••• | National bd RIA | Oct 15, 2007 | Aug 15, 2011 | no | SHREVEPORT, LA|SHREVEPORT, LA|ST LOUIS, MO | Previous registration |
| Firm change |
| Other |
| L•• F•••••••• L•• | A••••• A•••••••• I••• | Aug 18, 2014 | Aug 21, 2014 | 3 | Firm change | Other |
| E••••• J•••• | M••••••• I••••••••• N•••••• I••• | Aug 15, 2011 | Aug 11, 2011 | -4 | Firm change | Other |