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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

GEORGE PATRICK MITCHELL

Advisor at MML INVESTORS SERVICES, LLC

STAMFORD, CT | ELMSFORD, NY

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Search this name across graphsid dfx:ria:426c14a3-9e98-5353-b28f-d34bccbce0ff

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 29, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Dec 17, 1984
First registration: Jun 29, 1998
Dual registered: yes, broker-dealer
Other names: GEORGE PATRICK MITCHELL|GEROGE PATRICK MITCHELL
IAPD individual key: 1279375

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	May 31, 2024	n/a	yes	STAMFORD, CT\|ELMSFORD, NY	Current employment
THE WINDMILL GROUP, INC.	Former SEC adviser	Jul 15, 2022	Jun 27, 2024	no	SOMERS, NY\|STAMFORD, CT	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 31, 2011	Oct 10, 2012	no	STAMFORD, CT\|STAMFORD, CT\|COS COB, CT\|STAMFORD, CT\|STAMFORD, CT\|WESTPORT, CT\|STRATFORD, CT\|NORWALK, CT\|COS COB, CT\|NORWALK, CT\|STAMFORD, CT\|STAMFORD, CT\|WESTPORT, CT\|STAMFORD, CT\|FORT MILL, SC\|STAMFORD, CT\|WILTON, CT\|FAIRFIELD, CT\|FAIRFIELD, CT\|RIDGEFIELD, CT	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Sep 12, 2007	Nov 5, 2010	no	STAMFORD, CT	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Nov 8, 2006	Jul 23, 2007	no	BROOKLYN, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 29, 1998	Jul 18, 2006	no	BROOKLYN, NY\|BROOKLYN, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE WINDMILL GROUP, INC.	MML INVESTORS SERVICES, LLC	Jun 27, 2024	May 31, 2024	-27	Firm change	RIA to ibd
LPL FINANCIAL LLC	THE WINDMILL GROUP, INC.	Oct 10, 2012	Jul 15, 2022	3,565	Firm change after gap	Other
PEOPLE'S SECURITIES, INC.	LPL FINANCIAL LLC	Nov 5, 2010	May 31, 2011	207	Firm change	Other
HSBC SECURITIES (USA) INC.	PEOPLE'S SECURITIES, INC.	Jul 23, 2007	Sep 12, 2007	51	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HSBC SECURITIES (USA) INC.	Jul 18, 2006	Nov 8, 2006	113	Firm change	Other

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
May 31, 2024 to presentfactForm ADV
→ THE WINDMILL GROUP, INC.Registered adviserregistration: previous registration
Jul 15, 2022 to Jun 27, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 31, 2011 to Oct 10, 2012factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Sep 12, 2007 to Nov 5, 2010factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Nov 8, 2006 to Jul 23, 2007factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 29, 1998 to Jul 18, 2006factForm ADV

Dated events

Occurred
Jun 27, 2024
Advisor changed firm
George Patrick Mitchell left The Windmill Group, Inc. for Mml Investors Services, Llc (registered 2024-05-31)
Form ADVobserved 5 days ago