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Reading the graph
Advisor at MORGAN STANLEY
Springfield, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | May 12, 2020 | n/a | yes | Springfield, MA | Current employment |
| MORGAN STANLEY & CO. LLC | n/a | Feb 6, 2009 | Jun 1, 2009 | no | SPRINGFIELD, MA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 19, 2002 | Feb 23, 2009 | no | SPRINGFIELD, MA|SPRINGFIELD, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | May 12, 2020 | 3,998 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY & CO. LLC | Feb 23, 2009 | Feb 6, 2009 | -17 | Firm change | Other |