DFX Intelligence

K•••• L••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst22 years in industry

K•••• L••• B••••••

Advisor at R••••••••• W•••••

New York, NY

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 2
Observed: Aug 8, 2005 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

K•••• L••• B••••••

Real estate principal · key_crd_individual, shared_individual_crd

Private Equityidentity

K•••• L••• B••••••

Private equity principal · key_crd_individual, shared_individual_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• W•••••	Independent wealth	Apr 18, 2022	n/a	yes	New York, NY	Current employment
M••••••• A•••••••	Independent wealth	Feb 5, 2019	Mar 13, 2019	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• A•••••••	R••••••••• W•••••	Mar 13, 2019	Apr 18, 2022	1,132	Firm change after gap	RIA to RIA
O•••• F•• I•••	M••••••• A•••••••	Mar 3, 2016	Mar 2, 2016

Relationships

Registered with (5)

→ R••••••••• W•••••Registered adviserregistration: current employment
Apr 18, 2022 to presentfactForm ADV
→ M••••••• A•••••••Registered adviserregistration: previous registration
Feb 5, 2019 to Mar 13, 2019factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Jan 8, 2015 to Mar 3, 2016factForm ADV
→ N•• P••••••• A••••••• G••••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 8, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.