DFX Intelligence

S••••• L•••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

S••••• L•••• G•••••••••

Advisor at W••••••••• L••

REDWOOD CITY, CA | HOUSTON, TX

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Search this name across graphsid dfx:ria:4278f63e-b977-d175-d37f-a451259aea36

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• L••	Independent wealth	Sep 11, 2023	n/a	yes	REDWOOD CITY, CA\|HOUSTON, TX	Current employment
E••••• J••••	National bd RIA	Sep 4, 2019	Apr 1, 2021	no	Sugar Land, TX\|ST LOUIS, MO\|Maryland Heights, MO\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	W••••••••• L••	Apr 1, 2021	Sep 11, 2023	893	Firm change after gap	Ibd to RIA

Relationships

Registered with (2)

→ W••••••••• L••Registered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Sep 4, 2019 to Apr 1, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4278f63e-b977-d175-d37f-a451259aea36
First observed: Sep 4, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.