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G•••• H•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

G•••• H•••• G••••••

Advisor at L•• F•••••••• L••

NEW BRAUNFELS, TX | JOURDANTON, TX | SEGUIN, TX

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Search this name across graphsid dfx:ria:4280d381-265b-197e-6d1a-7717e7701081

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 23, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 20, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	n/a	yes	JOURDANTON, TX\|NEW BRAUNFELS, TX\|SEGUIN, TX\|NEW BRAUNFELS, TX\|NEW BRAUNFELS, TX	Current employment
I••••••••• C•••••• O• A••••••• I•••	Former SEC adviser	May 13, 2013	Nov 29, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• O• A••••••• I•••	L•• F•••••••• L••	Nov 29, 2017	Nov 29, 2017	0	Bulk transfer	Other
I••••••••• P••••••••• I•••	I••••••••• C•••••• O• A••••••• I•••	Jun 10, 2013

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
May 13, 2013 to Nov 29, 2017factForm ADV
→ I••••••••• P••••••••• I•••Registered adviserregistration: previous registration
Aug 20, 2004 to Jun 10, 2013factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4280d381-265b-197e-6d1a-7717e7701081
First observed: Sep 23, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.