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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Downers Grove, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Mar 8, 2021 | n/a | yes | Downers Grove, IL | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 15, 2012 | Mar 25, 2021 | no | NAPERVILLE, IL|Lisle, IL | Previous registration |
| EDWARD JONES | National bd RIA | Oct 31, 2006 | Jun 18, 2012 | no | AURORA, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Mar 25, 2021 | Mar 8, 2021 | -17 | Firm change | Wirehouse to ibd |
| EDWARD JONES | MORGAN STANLEY | Jun 18, 2012 | Jun 15, 2012 | -3 | Firm change | Ibd to wirehouse |