DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at VALIC FINANCIAL ADVISORS, INC.
CHANDLER, AZ | HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 18, 2023 | n/a | yes | HOUSTON, TX|CHANDLER, AZ | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Jan 28, 2022 | Feb 6, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 23, 2020 | Dec 13, 2021 | no | GILBERT, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | VALIC FINANCIAL ADVISORS, INC. | Feb 6, 2023 | Sep 18, 2023 | 224 | Firm change | Ibd to ibd |
| MORGAN STANLEY | SAGEPOINT FINANCIAL, INC. | Dec 13, 2021 | Jan 28, 2022 | 46 | Firm change | Wirehouse to ibd |