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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

LESLIE CHRISTOPHER QUICK

Advisor at THE QUICK GROUP LLC

NEW YORK, NY

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Search this name across graphsid dfx:ria:428a7b2e-b266-53e2-2d54-836536f30f0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 19, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE QUICK GROUP LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 18, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S66
First exam: Oct 18, 2007
First registration: Oct 19, 2007
Dual registered: yes, broker-dealer
IAPD individual key: 4810736

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE QUICK GROUP LLC	Independent wealth	Feb 19, 2025	n/a	yes	NEW YORK, NY	Current employment
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 4, 2015	Feb 26, 2025	no	ST. LOUIS, MO\|NEW YORK, NY	Previous registration
BARCLAYS CAPITAL INC.	Former SEC adviser	Jan 21, 2009	Dec 4, 2015	no	NEW YORK, NY\|NEW YORK, NY	Previous registration
LEHMAN BROTHERS INC.	n/a	Oct 19, 2007	Oct 15, 2008	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STIFEL, NICOLAUS & COMPANY, INCORPORATED	THE QUICK GROUP LLC	Feb 26, 2025	Feb 19, 2025	-7	Firm change	Ibd to new firm
BARCLAYS CAPITAL INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 4, 2015	0	Bulk transfer	Other
LEHMAN BROTHERS INC.	BARCLAYS CAPITAL INC.	Oct 15, 2008	Jan 21, 2009	98	Bulk transfer	Other

Relationships

Registered with (4)

→ THE QUICK GROUP LLCRegistered adviserregistration: current employment
Feb 19, 2025 to presentfactForm ADV
→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: previous registration
Dec 4, 2015 to Feb 26, 2025factForm ADV
→ BARCLAYS CAPITAL INC.Registered adviserregistration: previous registration
Jan 21, 2009 to Dec 4, 2015factForm ADV
→ LEHMAN BROTHERS INC.Registered adviserregistration: previous registration
Oct 19, 2007 to Oct 15, 2008factForm ADV

Dated events

Occurred
Feb 26, 2025
Advisor changed firm
Leslie Christopher Quick left Stifel, Nicolaus & Company, Incorporated for The Quick Group Llc (registered 2025-02-19)
Form ADVobserved 6 days ago