DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••• A••••••• P•••••••
Dallas, TX | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••• A••••••• P••••••• | Bd affiliated wealth | Jul 14, 2026 | n/a | yes | Dallas, TX|NEW YORK, NY | Current employment |
| U••• C•••••• W••••• A•••••••• L•• | Bd affiliated wealth | Jun 30, 2021 | Jul 21, 2026 | no | AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U••• C•••••• W••••• A•••••••• L•• | A••• A••••••• P••••••• | Jul 21, 2026 | Jul 14, 2026 | -7 | Bulk transfer | Ibd to ibd |
| U••• R•• L•• | U••• C•••••• W••••• A•••••••• L•• | Jun 30, 2021 | Jun 30, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:152170:TX:2016-02-16 | Feb 16, 2016 | Feb 12, 2016 | DALLAS, TX | Firm change |
| U••• R•• L•• | Former SEC adviser | Feb 12, 2016 | Jun 30, 2021 | no | Dallas, TX|HOUSTON, TX | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jul 1, 2003 | Feb 16, 2016 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| P••••••••• E••••• G••••• L•• | n/a | Apr 26, 1999 | Jul 1, 2003 | no | PLANO, TX | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to RIA |
| W•••• F•••• A••••••• | U••• R•• L•• | Feb 16, 2016 | Feb 12, 2016 | -4 | Firm change | Other |
| P••••••••• E••••• G••••• L•• | W•••• F•••• A••••••• | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |