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C•••••• K•••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

C•••••• K•••• H•••••••

Advisor at W•••• F•••• A•••••••

ELLENTON, FL | BRADENTON, FL | SARASOTA, FL

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Search this name across graphsid dfx:ria:42928ce5-415b-123c-b54f-943061a01441

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 22, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Jun 26, 2017	n/a	yes	BRADENTON, FL\|BRADENTON, FL\|SARASOTA, FL\|BRADENTON, FL\|SARASOTA, FL\|ELLENTON, FL	Current employment
C•••••• O•• A•••••••• L••	Former SEC adviser	Jan 28, 2015	Jun 28, 2017	no	SEATTLE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• A•••••••• L••	W•••• F•••• A•••••••	Jun 28, 2017	Jun 26, 2017	-2	Firm change	Other
C•••••• O•• F•••••••• A••••••• L••	C•••••• O•• A•••••••• L••	Jan 28, 2015	Jan 28, 2015

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ C•••••• O•• A•••••••• L••Registered adviserregistration: previous registration
Jan 28, 2015 to Jun 28, 2017factForm ADV
→ C•••••• O•• F•••••••• A••••••• L••Registered adviserregistration: previous registration
Apr 26, 2010 to Jan 28, 2015factForm ADV
→ C•••• C•••• F•••••••• S•••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42928ce5-415b-123c-b54f-943061a01441
First observed: Oct 28, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.