DFX Intelligence

P••• W•••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

P••• W•••••• F•••••

Advisor at I••••••••• R••••••• C•••

Saint Clairsville, OH | DENVER, CO

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Search this name across graphsid dfx:ria:4299c29e-9aa9-2715-ab24-60fa94b1c38c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• R••••••• C•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• R••••••• C•••	Independent wealth	Jan 4, 2011	n/a	yes	Saint Clairsville, OH\|DENVER, CO	Current employment
W•••• C•••••• A•••••••• L••	Independent wealth	Jan 13, 2009	Dec 31, 2010	no	ST. CLAIRSVILLE, OH\|DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• C•••••• A•••••••• L••	I••••••••• R••••••• C•••	Dec 31, 2010	Jan 4, 2011	4	Firm change	Other

Relationships

Registered with (2)

→ I••••••••• R••••••• C•••Registered adviserregistration: current employment
Jan 4, 2011 to presentfactForm ADV
→ W•••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 13, 2009 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4299c29e-9aa9-2715-ab24-60fa94b1c38c
First observed: Jan 13, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.